-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T5B6FyDXE36ZsR/5Ly06f8rINcN0AyfWXs/UA6qgkh7qsF0PkOufLLJWHQOBgAmV 0WuxiBVmNYbi8WvXZsZ+0Q== 0001091818-03-000275.txt : 20030815 0001091818-03-000275.hdr.sgml : 20030815 20030814180838 ACCESSION NUMBER: 0001091818-03-000275 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030815 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COATES C ROBERT CENTRAL INDEX KEY: 0001168232 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 FIELD DRIVE STREET 2: SUITE 130 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8002950841 (X220) SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54125 FILM NUMBER: 03849128 BUSINESS ADDRESS: STREET 1: 9777 MT PYRAMID COURT CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 MT PYRAMID COURT CITY: ENGLEWOOD STATE: CO ZIP: 80112 SC 13G/A 1 coat030815_13ga.txt SECURITIES OWNERSHIP REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 EVOLVING SYSTEMS, INC. ---------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 30049R 10 0 --------- (CUSIP Number) July 24, 2003 (Date of Event Which Requires Filing of this Statement) -------------- Check the appropriate box to designate the rule pursuant to which this schedule is filed: ( ) Rule 13d-1(b) (X) Rule 13d-1(c) ( ) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 30049R 10 0 - --------------------------------------------------------------------- 1) Name of Reporting Person Management Insights, Inc. S.S. or I.R.S. Identification 75-1730160 No. of Above Person - --------------------------------------------------------------------- 2) Check the Appropriate Box (a) if a Member of a Group ------------------------- (See Instructions) (b) - --------------------------------------------------------------------- 3) SEC Use Only - --------------------------------------------------------------------- 4) Citizenship or Place of USA Organization - --------------------------------------------------------------------- Number of (5) Sole Voting Shares Bene- Power 688,450 ficially Owned by ----------------------------------------------------- Reporting (6) Shared Voting Person With Power 0 ----------------------------------------------------- (7) Sole Dispositive Power 688,450 ----------------------------------------------------- (8) Shared Dispositive Power 0 - --------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Reporting Person 688,450 - --------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - --------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 4.972% - --------------------------------------------------------------------- 12) Type of Reporting Person CO (See Instructions) CUSIP NO. 30049R 10 0 - --------------------------------------------------------------------- 1) Name of Reporting Person S.S. or I.R.S. Identifica- C. Robert Coates tion No. of Above Person - --------------------------------------------------------------------- 2) Check the Appropriate Box (a) if a Member of a Group (See Instructions) ------------------------- (b) - --------------------------------------------------------------------- 3) SEC Use Only - --------------------------------------------------------------------- 4) Citizenship or Place of USA Organization - --------------------------------------------------------------------- Number of (5) Sole Voting Shares Bene- Power 400 ficially Owned by ------------------------------------------------------ Reporting (6) Shared Voting Person With Power 688,850 ------------------------------------------------------ (7) Sole Dispositive Power 400 ------------------------------------------------------ (8) Shared Dispositive Power 688,850 - --------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Reporting Person 688,850 - --------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - --------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 4.975% - --------------------------------------------------------------------- 12) Type of Reporting Person IN (See Instructions) CUSIP NO. 30049R 10 0 - ---------------------------------------------------------------- 1) Name of Reporting Person Suzanne Coates (1) S.S. or I.R.S. Identifica- tion No. of Above Person - ---------------------------------------------------------------- 2) Check the Appropriate Box (a) if a Member of a Group -------------------- (See Instructions) (b) - ---------------------------------------------------------------- 3) SEC Use Only - ---------------------------------------------------------------- 4) Citizenship or Place of Organization USA - ---------------------------------------------------------------- Number of (5) Sole Voting Shares Bene- Power 0 ficially Owned by --------------------------------------------- Reporting (6) Shared Voting Person With Power 688,450 --------------------------------------------- (7) Sole Disposi- tive Power 0 --------------------------------------------- (8) Shared Dispositive Power 688,450 - ---------------------------------------------------------------- 9) Aggregate Amount Beneficially 688,450 Owned by Reporting Person - ---------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ---------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 4.972% - ---------------------------------------------------------------- 12) Type of Reporting Person IN (See Instructions) - ---------------------------------------------------------------- (1) By Virtue of their ownership of Management Insights, Inc., C. Robert Coates and Suzanne Coates may be deemed to be the beneficial owners of the common stock of Evolving Systems, Inc. directly owned by Management Insights, Inc. CUSIP NO. 30049R 10 0 Item 1(a). Name of Issuer: EVOLVING SYSTEMS, Inc. Item 1(b). Address of Issuer Principal Executive Offices: 977 Mt. Pyramid Court, Englewood, Colorado 80112 Item 2(a). Name of Person(s) Filing: Management Insights, Inc C.Robert Coates Suzanne Coates Item 2(b). Address of Principal Business Office or, If None, Residence: Management Insights, Inc 14755 Preston Road #525 Dallas, TX 75254 (For all Parties) Item 2(c). Citizenship: USA Item 2(d). Title of Class of Securities: COMMON STOCK Item 2(e). CUSIP Number: 30049R 10 0 Item 3. N/A If this statement is filed pursuant to Rules 13d-1(b) or 13d-2 (b) or (c), check whether the persons filing are: (a) ( )Broker or Dealer registered under Section 15 of the Act. (b) ( )Bank as defined in Section 3(a)(6) of the Act. (c) ( )Insurance Company as defined in Section 3(a)(19) of the Act. (d) ( )Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) ( )Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940. (f) ( )Employee Benefit Plan, Pension Fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F). (g) ( )Parent Holding Company in accordance with Rule 13d-1(b)(ii) (G). (h) ( )Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) ( )Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) ( )Group, in accordance with Rule 13d-1(b)(1)(ii)(H). ITEM 4: Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a)Amount Beneficially Owned: Management Insights, Inc.: 688,450 (directly) C. Robert Coates: 400 (directly); 688,450 (indirectly) Suzanne Coates: 688,450 (indirectly) (b) Percent of Class: Management Insights, Inc.: 4.972% (directly) C. Robert Coates: 0.003% (directly); 4.972% (indirectly) Suzanne Coates: 4.972% (indirectly) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Management Insights, Inc.: 688,450 C. Robert Coates: 400 (ii)Shared power to vote or to direct the vote: C. Robert Coates: 688,850 Suzanne Coates: 688,450 (iii)Sole power to dispose or to direct the disposition of: Management Insights, Inc.: 688,450 C. Robert Coates: 400 (iv)Shared power to dispose or to direct the disposition of: C. Robert Coates: 688,850 Suzanne Coates: 688,450 ITEM 5: Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. ITEM 6: Ownership of More than Five Percent on Behalf of Another Person N/A ITEM 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person N/A ITEM 8: Identification and Classification of Members of the Group N/A ITEM 9: Notice of Dissolution of Group. N/A NOTE: Management Insights, Inc., C. Robert Coates, and Suzanne Coates have changed their intentions, and now have become passive investors, and have no purpose or intent to change or influence control of the Company. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement with respect to it is true, complete and correct. Date August 13, 2003 Signature Management Insights, Inc. By /s/ C. Robert Coates ---------------------- Name and Title C. Robert Coates, President and Chief Executive Officer ====================================================================== By signing below I certify that, to the best of my knowledge and belief, the securities referred to above are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement with respect to it is true, complete and correct. Date August 13, 2003 Signature /s/ C. Robert Coates - ------------------------------------- Name/Title C. Robert Coates ============================================================ By signing below I certify that, to the best of my knowledge and belief, the securities referred to above are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement with respect to it is true, complete and correct. Date August 13, 2003 Signature /s/ Suzanne Coates - ------------------------------------- Name/Title Suzanne Coates -----END PRIVACY-ENHANCED MESSAGE-----